Control of Asbestos at Work Regulations 2002
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is another chunk of text available. STATUTORY
INSTRUMENTS
2002 No. 2675
HEALTH AND
SAFETY
Control
of Asbestos at Work Regulations 2002
| Made |
24th
October 2002 |
| Laid
before Parliament |
31st
October 2002 |
| |
|
| Coming
into force |
|
| All
regulations except regulations 4 and 20 |
21st
November 2002 |
| Regulation
4 |
21st
May 2004 |
| Regulation
20 |
21st
November 2004 |
ARRANGEMENT OF
REGULATIONS
The Secretary
of State in the exercise of the powers conferred on him by sections
15(1), (2), (4), (5)(b), (6)(b) and (9), 18(2) and 82(3)(a)
of, and paragraphs 1(1) to (4), 3(2), 6(1), 8 to 11, 14, 15(1),
16 and 20 of Schedule 3 to, the Health and Safety at Work etc.
Act 1974[1] ("the 1974 Act ") and of all other powers
enabling him in that behalf and for the purpose of giving effect
without modifications to proposals submitted to him by the Health
and Safety Commission under section 11(2)(d) of the 1974 Act
after the carrying out by the said Commission of consultations
in accordance with section 50(3) of that Act, hereby makes the
following Regulations:
Citation and commencement
1. These Regulations may be cited as the Control of Asbestos
at Work Regulations 2002 and shall come into force on 21st November
2002 except regulation 4 which shall come into force on 21st
May 2004 and regulation 20 which shall come into force on 21st
November 2004.
Interpretation
2. - (1) In these Regulations -
"action
level" means one of the following cumulative exposures
to asbestos over a continuous 12-week period when measured or
calculated by a method approved by the Health and Safety Commission,
namely -
(a) where the exposure is solely to chrysotile, 72 fibre-hours
per millilitre of air;
(b)
where exposure is to any other form of asbestos either alone
or in mixtures including mixtures of chrysotile with any other
form of asbestos, 48 fibre-hours per millilitre of air; or
(c)
where both types of exposure occur separately during the 12-week
period concerned, a proportionate number of fibre-hours per
millilitre of air;
"adequate"
means adequate having regard only to the nature and degree of
exposure to asbestos and "adequately" shall be construed
accordingly;
"appointed
doctor" means a registered medical practitioner appointed
for the time being in writing by the Executive for the purpose
of these Regulations;
"approved"
means approved for the time being in writing by the Health and
Safety Commission or the Executive as the case may be;
"asbestos"
means the following minerals, that is to say, crocidolite, amosite,
chrysotile, fibrous actinolite, fibrous anthophyllite or fibrous
tremolite or any mixture containing any of those minerals;
"asbestos
area" and "respirator zone" shall be construed
in accordance with regulation 17;
"control
limit" means one of the following concentrations of asbestos
in the atmosphere when measured or calculated by the reference
method described in Annex I to Council Directive 83/477/EEC[2]
or by a method giving equivalent results to that reference method
approved by the Health and Safety Commission, namely -
(a) for chrysotile -
(i) 0.3 fibres per millilitre of air averaged over a continuous
period of 4 hours,
(ii) 0.9 fibres per millilitre of air averaged over a continuous
period of 10 minutes;
(b) for
any other form of asbestos either alone or in mixtures including
mixtures of chrysotile with any other form of asbestos -
(i)
0.2 fibres per millilitre of air averaged over a continuous
period of 4 hours,
(ii) 0.6 fibres per millilitre of air averaged over a continuous
period of 10 minutes;
"control
measure" means a measure taken to prevent or reduce exposure
to asbestos (including the provision of systems of work and
supervision, the cleaning of workplaces, premises, plant and
equipment, the provision and use of engineering controls and
personal protective equipment);
"employment
medical adviser" means an employment medical adviser
appointed under section 56 of the Health and Safety at Work
etc. Act 1974;
"ISO
17025" means European Standard EN ISO/IEC 17025, "General
requirements for the competence of testing and calibration
laboratories" accepted by the Comité Européen
de Normalisation and the Comité Européen de
Normalisation Electrotechnique (CEN/CENELEC) on 6th December
1999[3] as revised or reissued from time to time;
"medical
examination" includes any laboratory tests and X-rays
that a relevant doctor may require;
"personal
protective equipment" means all equipment (including
clothing) which is intended to be worn or held by a person
at work and which protects that person against one or more
risks to his health, and any addition or accessory designed
to meet that objective;
"relevant
doctor" means an appointed doctor or an employment medical
adviser;
" the risk assessment" means the assessment of risk
required by regulation 6(1)(a).
(2) For the
purposes of these Regulations, except as specified in regulation
10(4), in determining whether an employee is exposed to asbestos
or whether the extent of such exposure exceeds the action level
or a relevant control limit, no account shall be taken of respiratory
protective equipment which, for the time being, is being worn by
that employee.
Duties
under these Regulations
3. - (1) Where a duty is placed by these Regulations on an employer
in respect of his employees, he shall, so far as is reasonably practicable,
be under a like duty in respect of any other person, whether at
work or not, who may be affected by the work activity carried out
by the employer except that the duties of the employer -
(a) under
regulation 9 (information, instruction and training) shall not
extend to persons who are not his employees unless those persons
are on the premises where the work is being carried out; and
(b) under regulation 21 (health records and medical surveillance)
shall not extend to persons who are not his employees.
(2) These Regulations
shall apply to a self-employed person as they apply to an employer
and an employee and as if that self-employed person were both an
employer and an employee. (3) Regulation 16(1), insofar as it requires
an employer to ensure that premises are thoroughly cleaned, shall
not apply to - (a) a fire authority in respect of premises attended,
for the purpose of fighting a fire or in an emergency, by a fire
brigade maintained by that authority; or(b) the employer of persons
who attend a ship in dock premises for the purpose of fighting a
fire or in an emergency, in respect of any ship so attended,
and in this regulation, "ship" includes all vessels and
hovercraft which operate on water or land and water, and "dock
premises" means a dock, wharf, quay, jetty or other place at
which ships load or unload goods or embark or disembark passengers,
together with neighbouring land or water which is used or occupied,
or intended to be used or occupied, for those or incidental activities,
and any part of a ship when used for those or incidental activities.
Duty to manage asbestos in non-domestic premises
4. - (1) In this regulation "the dutyholder" means -
(a) every
person who has, by virtue of a contract or tenancy, an obligation
of any extent in relation to the maintenance or repair of non-domestic
premises or any means of access thereto or egress therefrom; or
(b) in relation
to any part of non-domestic premises where there is no such contract
or tenancy, every person who has, to any extent, control of that
part of those non-domestic premises or any means of access thereto
or egress therefrom,
and where there
is more than one dutyholder, the relative contribution to be made
by each such person in complying with the requirements of this regulation
will be determined by the nature and extent of the maintenance and
repair obligation owed by that person.
(2) Every person
shall cooperate with the dutyholder so far as is necessary to enable
the dutyholder to comply with his duties under this regulation.
(3) In order
to enable him to manage the risk from asbestos in non-domestic premises,
the dutyholder shall ensure that a suitable and sufficient assessment
is carried out as to whether asbestos is or is liable to be present
in the premises.
(4) In making
the assessment -
(a) such steps
as are reasonable in the circumstances shall be taken; and
(b) the condition
of any asbestos which is, or has been assumed to be, present in
the premises shall be considered.
(5) Without
prejudice to the generality of paragraph (4), the dutyholder shall
ensure that -
(a) account
is taken of building plans or other relevant information and of
the age of the premises; and
(b) an inspection
is made of those parts of the premises which are reasonably accessible.
(6) The dutyholder
shall ensure that the assessment is reviewed forthwith if -
(a) there
is reason to suspect that the assessment is no longer valid; or
(b) there
has been a significant change in the premises to which the assessment
relates.
(7) The dutyholder
shall ensure that the conclusions of the assessment and every review
are recorded.
(8) Where the
assessment shows that asbestos is or is liable to be present in
any part of the premises the dutyholder shall ensure that -
(a) a determination
of the risk from that asbestos is made;
(b) a written
plan identifying those parts of the premises concerned is prepared;
and
(c) the measures
which are to be taken for managing the risk are specified in the
written plan.
(9) The measures
to be specified in the plan for managing the risk shall include
adequate measures for -
(a) monitoring
the condition of any asbestos or any substance containing or suspected
of containing asbestos;
(b) ensuring
any asbestos or any such substance is properly maintained or where
necessary safely removed; and
(c) ensuring
that information about the location and condition of any asbestos
or any such substance is -
(i) provided
to every person liable to disturb it, and
(ii) made
available to the emergency services.
(10) The dutyholder
shall ensure that -
(a) the plan
is reviewed and revised at regular intervals, and forthwith if
-
(i) there
is reason to suspect that the plan is no longer valid, or
(ii) there
has been a significant change in the premises to which the plan
relates;
(b) the measures
specified in the plan are implemented; and
(c) the measures
taken to implement the plan are recorded.
(11) In this
regulation, a reference to -
(a) "the
assessment" is a reference to the assessment required by
paragraph (3);
(b) "the
premises" is a reference to the non-domestic premises referred
to in paragraph (1); and
(c) "the
plan" is a reference to the plan required by paragraph (8).
Identification
of the type of asbestos
5. An employer shall not carry out work which exposes or is liable
to expose his employees to asbestos unless either -
(a) before commencing
that work, he has identified, by analysis or otherwise, the type
of asbestos involved in the work; or
(b) he has assumed
that the asbestos is not chrysotile alone and for the purposes
of these Regulations has treated it accordingly.
Assessment
of work which exposes employees to asbestos
6. - (1) An employer shall not carry out work which is liable to
expose his employees to asbestos unless he has -
(a) made a
suitable and sufficient assessment of the risk created by that
exposure to the health of those employees and of the steps that
need to be taken to meet the requirements of these Regulations;
(b) recorded
the significant findings of that risk assessment as soon as is
practicable after the risk assessment is made; and
(c) implemented
the steps referred to in sub-paragraph (a).
(2) Without
prejudice to the generality of paragraph (1), the risk assessment
shall -
(a) subject
to regulation 5, identify the type of asbestos to which employees
are liable to be exposed;
(b) determine
the nature and degree of exposure which may occur in the course
of the work;
(c) consider
the effect of control measures which have been or will be taken
in accordance with regulation 10;
(d) consider
the results of monitoring of exposure in accordance with regulation
18;
(e) set out
the steps to be taken to prevent that exposure or reduce it to
the lowest level reasonably practicable;
(f) consider
the results of relevant medical surveillance; and
(g) include
such additional information as the employer may need in order
to complete the risk assessment.
(3) The risk
assessment shall be reviewed regularly and forthwith if -
(a) there
is reason to suspect that the existing risk assessment is no longer
valid;
(b) there
is a significant change in the work to which the risk assessment
relates; or
(c) the results
of any monitoring carried out pursuant to regulation 18 show it
to be necessary,
and where,
as a result of the review, changes to the risk assessment are required,
those changes shall be made.
(4) Where,
in accordance with the requirement in paragraph (2)(b), the risk
assessment has determined that the exposure of his employees to
asbestos may exceed the action level, the employer shall keep a
copy of the significant findings of that risk assessment at those
premises at which, and for such time as, the work to which that
risk assessment relates is being carried out.
Plans
of work
7. - (1) An employer shall not undertake any work with asbestos
unless he has prepared a suitable written plan of work (hereinafter
referred to in this regulation as "the plan of work")
detailing how that work is to be carried out.
(2) The employer
shall keep a copy of the plan of work -
(a) at those
premises at which; and
(b) for such
time as,
the work to
which the plan relates is being carried out.
(3) The plan
of work shall include in particular details of -
(a) the nature
and probable duration of the work;
(b) the location
of the place where the work is to be carried out;
(c) the methods
to be applied where the work involves the handling of asbestos
or materials containing asbestos;
(d) the characteristics
of the equipment to be used for -
(i) protection
and decontamination of those carrying out the work,
(ii) protection
of other persons on or near the worksite; and
(e) the measures
which the employer intends to take in order to comply with the
requirements of regulation 10.
(4) The employer
shall ensure, so far as is reasonably practicable, that the work
to which the plan of work relates is carried out in accordance with
that plan.
Notification
of work with asbestos
8. - (1) This regulation shall apply to work at the premises of
the employer in which an employee is or is liable to be exposed
to asbestos unless -
(a) the extent
of that exposure neither exceeds nor is liable to exceed the action
level; or
(b) the work
is work to which the Asbestos (Licensing) Regulations 1983[4]
apply.
(2) An employer
shall not carry out work to which this regulation applies for the
first time unless he has notified the enforcing authority in writing
of the particulars specified in Schedule 1 at least 14 days before
commencing that work or before such shorter time as the enforcing
authority may agree.
(3) Where an
employer has notified work in accordance with paragraph (2) and
there is a material change in that work which might affect the particulars
so notified (including the cessation of the work), the employer
shall forthwith notify the enforcing authority of that change.
Information,
instruction and training
9. - (1) Every employer shall ensure that adequate information,
instruction and training is given to those of his employees -
(a) who are
or are liable to be exposed to asbestos, or who supervise such
employees, so that they are aware of -
(i) the
significant findings of the risk assessment,
(ii) the
risks to health from asbestos,
(iii) the
precautions which should be observed, and
(iv) the
relevant control limit and action level,
in order to
safeguard themselves and other employees; and
(b) who carry
out work in connection with the employer's duties under these
Regulations, so that they can carry out that work effectively.
(2) The information,
instruction and training required by paragraph (1) shall be -
(a) given
at regular intervals;
(b) adapted
to take account of significant changes in the type of work carried
out or methods of work used by the employer; and
(c) provided
in a manner appropriate to the nature and degree of exposure identified
by the risk assessment.
Prevention
or reduction of exposure to asbestos
10. - (1) Every employer shall -
(a) prevent
the exposure of his employees to asbestos so far as is reasonably
practicable;
(b) where
it is not reasonably practicable to prevent such exposure -
(i) reduce
the exposure of his employees to asbestos to the lowest level
reasonably practicable by measures other than the use of respiratory
protective equipment, and
(ii) ensure
that the number of his employees who are exposed to asbestos
is as low as is reasonably practicable.
(2) Without
prejudice to the generality of paragraph (1), where employees may
be exposed to asbestos in a manufacturing process or in the installation
of a product, prevention of such exposure to asbestos shall be achieved,
where it is practicable, by substituting for asbestos a substance
which, under the conditions of its use, does not create a risk to
the health of his employees or creates a lesser risk than that created
by asbestos.
(3) Where it
is not practicable to avoid the use of asbestos by substitution
in accordance with paragraph (2), the measures referred to in paragraph
(1)(b)(i) shall include, in order of priority -
(a) the design
and use of appropriate work processes, systems and engineering
controls and the provision and use of suitable work equipment
and materials in order to avoid or minimise the release of asbestos;
and
(b) the control
of exposure at source, including adequate ventilation systems
and appropriate organisational measures.
(4) Where,
in pursuance of paragraph (1), it is not reasonably practicable
to reduce the exposure of an employee to below the control limits
which apply to that exposure, then, in addition to taking the measures
required by that paragraph, the employer shall provide that employee
with suitable respiratory protective equipment which will reduce
the concentration of asbestos in the air inhaled by the employee
(after taking into account the effect of that respiratory protective
equipment) to a concentration which is as low as is reasonably practicable
and in any event below those control limits.
(5) Personal
protective equipment provided by an employer in accordance with
this regulation or regulation 13(1) shall be suitable for the purpose
and shall -
(a) comply
with any provision in the Personal Protective Equipment Regulations
2002[5] which is applicable to that item of personal protective
equipment; or
(b) in the
case of respiratory protective equipment, where no provision referred
to in sub-paragraph (a) applies, be of a type approved or shall
conform to a standard approved, in either case, by the Executive.
(6) Every employer
shall take immediate steps to remedy the situation where the concentration
of asbestos in air inhaled by any employee exceeds the relevant
control limit.
(7) Where asbestos
is used in a work process, or is produced by a work process, the
employer shall ensure that the quantity of asbestos and materials
containing asbestos at the premises where that work is carried out
is reduced to as low a level as is reasonably practicable.
Use
of control measures etc.
11. - (1) Every employer who provides any control measure, other
thing or facility pursuant to these Regulations shall ensure so
far as is reasonably practicable that it is properly used or applied
as the case may be.
(2) Every employee
shall make full and proper use of any control measure, other thing
or facility provided pursuant to these Regulations and, where relevant,
shall -
(a) take all
reasonable steps to ensure it is returned after use to any accommodation
provided for it; and
(b) if he
discovers a defect therein report it forthwith to his employer.
Maintenance
of control measures etc.
12. - (1) Every employer who provides any control measure to meet
the requirements of these Regulations shall ensure that, where relevant,
it is maintained in an efficient state, in efficient working order,
in good repair and in a clean condition.
(2) Where exhaust
ventilation equipment or respiratory protective equipment (except
disposable respiratory protective equipment) is provided to meet
the requirements of these Regulations, the employer shall ensure
that thorough examinations and tests of that equipment are carried
out at suitable intervals by a competent person.
(3) Every employer
shall keep a suitable record of the examinations and tests carried
out in accordance with paragraph (2) and of repairs carried out
as a result of those examinations and tests, and that record or
a suitable summary thereof shall be kept available for at least
five years from the date on which it was made.
Provision
and cleaning of protective clothing
13. - (1) Every employer shall provide adequate and suitable protective
clothing for such of his employees as are exposed or are liable
to be exposed to asbestos, unless no significant quantity of asbestos
is liable to be deposited on the clothes of the employee while he
is at work.
(2) The employer
shall ensure that protective clothing provided in pursuance of paragraph
(1) is either disposed of as asbestos waste or adequately cleaned
at suitable intervals.
(3) The cleaning
required by paragraph (2) shall be carried out either on the premises
where the exposure to asbestos has occurred, where those premises
are suitably equipped for such cleaning, or in a suitably equipped
laundry.
(4) The employer
shall ensure that protective clothing which has been used and is
to be removed from the premises referred to in paragraph (3) (whether
for cleaning, further use or disposal) is packed, before being removed,
in a suitable container which shall be labelled in accordance with
the provisions of Schedule 2 as if it were a product containing
asbestos or, in the case of protective clothing intended for disposal
as waste, in accordance with regulation 23(3).
(5) Where,
as a result of the failure or improper use of the protective clothing
provided in pursuance of paragraph (1), a significant quantity of
asbestos is deposited on the personal clothing of an employee, then
for the purposes of paragraphs (2), (3) and (4) that personal clothing
shall be treated as if it were protective clothing.
Arrangements
to deal with accidents, incidents and emergencies
14. - (1) Subject to paragraph (3) and without prejudice to the
relevant provisions of the Management of Health and Safety at Work
Regulations 1999[6], in order to protect the health of his employees
from an accident, incident or emergency related to the use of asbestos
in a work process or to the removal or repair of asbestos-containing
materials at the workplace, the employer shall ensure that -
(a) procedures,
including the provision of relevant safety drills (which shall
be tested at regular intervals), have been prepared which can
be put into effect when such an event occurs;
(b) information
on emergency arrangements, including -
(i) details
of relevant work hazards and hazard identification arrangements,
and
(ii) specific
hazards likely to arise at the time of an accident, incident
or emergency,
is available;
and
(c) suitable
warning and other communication systems are established to enable
an appropriate response, including remedial actions and rescue
operations, to be made immediately when such an event occurs.
(2) The employer
shall ensure that information on the procedure and systems required
by paragraph (1)(a) and (c) and the information required by paragraph
(1)(b) is -
(a) made available
to relevant accident and emergency services to enable those services,
whether internal or external to the workplace, to prepare their
own response procedures and precautionary measures; and
(b) displayed
at the workplace, if this is appropriate.
(3) Paragraph
(1) shall not apply where -
(a) the results
of the risk assessment show that, because of the quantity of asbestos
present at the workplace, there is only a slight risk to the health
of employees; and
(b) the measures
taken by the employer to comply with the duty under regulation
10(1) are sufficient to control that risk.
(4) In the
event of an accident, incident or emergency related to the unplanned
release of asbestos at the workplace, the employer shall ensure
that -
(a) immediate
steps are taken to -
(i) mitigate
the effects of the event,
(ii) restore
the situation to normal, and
(iii) inform
any person who may be affected; and
(b) only
those persons who are responsible for the carrying out of repairs
and other necessary work are permitted in the affected area and
they are provided with -
(i) appropriate
respiratory protective equipment and protective clothing, and
(ii) any
necessary specialised safety equipment and plant,
which shall
be used until the situation is restored to normal.
Duty
to prevent or reduce the spread of asbestos
15. Every employer shall prevent or, where this is not reasonably
practicable, reduce to the lowest level reasonably practicable,
the spread of asbestos from any place where work under his control
is carried out.
Cleanliness
of premises and plant
16. - (1) Every employer who undertakes work which exposes or is
liable to expose his employees to asbestos shall ensure that -
(a) the premises,
or those parts of premises where that work is carried out, and
the plant used in connection with that work are kept in a clean
state; and
(b) where
such work has been completed, the premises, or those parts of
the premises where the work was carried out, are thoroughly cleaned.
(2) Subject
to paragraph (3), where a manufacturing process which gives rise
to asbestos dust is carried out in a building, the employer shall
ensure that any part of the building in which the process is carried
out is -
(a) so designed
and constructed as to facilitate cleaning; and
(b) is equipped
with an adequate and suitable vacuum cleaning system which shall,
where reasonably practicable, be a fixed system.
(3) Paragraph
(2)(a) shall not apply to a building in which, prior to 1 March
1988, there was carried out a process to which either -
(a) as then
in force, regulation 13 of the Asbestos Regulations 1969[7] applied
and the process was carried out in compliance with that regulation;
or
(b) that regulation
did not apply.
Designated
areas
17. - (1) Every employer shall ensure that any area in which work
under his control is carried out is designated as -
(a) an asbestos
area, where the exposure to asbestos of an employee who worked
in that area for the whole of his working time would exceed or
would be liable to exceed the action level; and
(b) a respirator
zone, where the concentration of asbestos in that area would exceed
or would be liable to exceed a relevant control limit.
(2) Asbestos
areas and respirator zones shall be clearly and separately demarcated
and identified by notices indicating -
(a) that the
area is an asbestos area or a respirator zone or both, as the
case may be; and
(b) in the
case of a respirator zone, that the exposure of an employee who
enters it is liable to exceed a relevant control limit and, if
it does, that respiratory protective equipment must be worn.
(3) The employer
shall not permit any employee, other than an employee who by reason
of his work is required to be in an area designated in accordance
with paragraph (1), to enter or remain in any such area and only
employees who are so permitted shall enter or remain in any such
area.
(4) Every employer
shall ensure that -
(a) his employees
do not eat, drink or smoke in an area designated as an asbestos
area or a respirator zone; and
(b) arrangements
are made for such employees to eat or drink in some other place.
Air
monitoring
18. - (1) Subject to paragraph (2), every employer shall monitor
the exposure of his employees to asbestos by measurement of asbestos
fibres present in the air -
(a) at regular
intervals; and
(b) when a
change occurs which may affect that exposure.
(2) Paragraph
(1) shall not apply where -
(a) the exposure
of an employee is not liable to exceed the action level; or
(b) the employer
is able to demonstrate by another method of evaluation that the
requirements of regulation 10(1) have been complied with.
(3) The employer
shall keep a suitable record of -
(a) monitoring
carried out in accordance with paragraph (1); or
(b) where
he decides that monitoring is not required because paragraph (2)(b)
applies, the reason for that decision.
(4) The record
required by paragraph (3), or a suitable summary thereof, shall
be kept -
(a) in a case
where exposure is such that a health record is required to be
kept under regulation 21, for at least 40 years; or
(b) in any
other case, for at least 5 years,
from the date
of the last entry made in it.
(5) In relation
to the record required by paragraph (3), the employer shall -
(a) on reasonable
notice being given, allow an employee access to his personal monitoring
record;
(b) provide
the Executive with copies of such monitoring records as the Executive
may require; and
(c) if he
ceases to trade, notify the Executive forthwith in writing and
make available to the Executive all monitoring records kept by
him.
Standards
for air testing
19. - (1) Every employer who carries out any measurement of the
concentration of asbestos fibres present in the air shall ensure
that he meets criteria equivalent to those set out in the paragraphs
of ISO 17025 which cover organisation, quality systems, control
of records, personnel, accommodation and environmental conditions,
test and calibration methods, method validation, equipment, handling
of test and calibration items, and reporting results.
(2) Every employer
who requests a person to carry out any measurement of the concentration
of asbestos fibres present in the air shall ensure that that person
is accredited by an appropriate body as complying with ISO 17025.
Standards
for analysis
20. - (1) Every employer who analyses a sample of any material to
determine whether it contains asbestos shall ensure that he meets
criteria equivalent to those set out in the paragraphs of ISO 17025
which cover organisation, quality systems, control of records, personnel,
accommodation and environmental conditions, test and calibration
methods, method validation, equipment, handling of test and calibration
items, and reporting results.
(2) Every employer
who requests a person to analyse a sample of any material to determine
whether it contains asbestos shall ensure that that person is accredited
by an appropriate body as complying with ISO 17025.
Health
records and medical surveillance
21. - (1) Every employer shall ensure that -
(a) a health
record, containing particulars approved by the Executive, relating
to each of his employees who is exposed to asbestos is maintained
unless the exposure of that employee does not exceed the action
level; and
(b) that record
or a copy thereof is kept available in a suitable form for at
least 40 years from the date of the last entry made in it.
(2) Every employer
shall ensure that each of his employees who is exposed to asbestos
is under adequate medical surveillance by a relevant doctor unless
the exposure of that employee does not exceed the action level.
(3) The medical
surveillance required by paragraph (2) shall include -
(a) a medical
examination not more than 2 years before the beginning of such
exposure; and
(b) periodic
medical examinations at intervals of not more than 2 years or
such shorter time as the relevant doctor may require while such
exposure continues,
and each such
medical examination shall include a specific examination of the
chest.
(4) Where an
employee has been examined in accordance with paragraph (3), the
relevant doctor shall issue a certificate to the employer and employee
stating -
(a) that the
employee has been so examined; and
(b) the date
of the examination,
and the employer
shall keep that certificate or a copy thereof for at least 40 years
from the date on which it was issued.
(5) An employee
to whom this regulation applies shall, when required by his employer
and at the cost of the employer, present himself during his working
hours for such examination and tests as may be required for the
purposes of paragraph (3) and shall furnish the relevant doctor
with such information concerning his health as the relevant doctor
may reasonably require.
(6) Where,
for the purpose of carrying out his functions under these Regulations,
a relevant doctor requires to inspect any record kept for the purposes
of these Regulations, the employer shall permit him to do so.
(7) Where medical
surveillance is carried out on the premises of the employer, the
employer shall ensure that suitable facililities are made available
for the purpose.
(8) The employer
shall -
(a) on reasonable
notice being given, allow an employee access to his personal health
record;
(b) provide
the Executive with copies of such personal health records as the
Executive may require; and
(c) if he
ceases to trade, notify the Executive forthwith in writing and
make available to the Executive all personal health records kept
by him.
(9) Where,
as a result of medical surveillance, an employee is found to have
an identifiable disease or adverse health effect which is considered
by a relevant doctor to be the result of exposure to asbestos at
work the employer of that employee shall -
(a) ensure
that a suitable person informs the employee accordingly and provides
the employee with information and advice regarding further medical
surveillance;
(b) review
the risk assessment;
(c) review
any measure taken to comply with regulation 10, taking into account
any advice given by a relevant doctor or by the Executive;
(d) consider
assigning the employee to alternative work where there is no risk
of further exposure to asbestos, taking into account any advice
given by a relevant doctor; and
(e) provide
for a review of the health of every other employee who has been
similarly exposed, including a medical examination (which shall
include a specific examination of the chest) where such an examination
is recommended by a relevant doctor or by the Executive.
Washing
and changing facilities
22. - (1) Every employer shall ensure that, for any of his employees
who is exposed or liable to be exposed to asbestos, there are provided
-
(a) adequate
washing and changing facilities;
(b) where
he is required to provide protective clothing, adequate facilities
for the storage of -
(i) that
protective clothing, and
(ii) personal
clothing not worn during working hours; and
(c) where
he is required to provide respiratory protective equipment, adequate
facilities for the storage of that equipment.
(2) The facilities
provided under paragraph (1) for the storage of -
(a) personal
protective clothing;
(b) personal
clothing not worn during working hours; and
(c) respiratory
protective equipment,
shall be separate
from each other.
Storage,
distribution and labelling of raw asbestos and asbestos waste
23. - (1) Every employer who undertakes work with asbestos shall
ensure that raw asbestos or waste which contains asbestos is not
-
(a) stored;
(b) received
into or despatched from any place of work; or
(c) distributed
within any place of work, except in a totally enclosed distribution
system,
unless it is
in a sealed container clearly marked in accordance with paragraphs
(2) and (3) showing that it contains asbestos.
(2) Raw asbestos
shall be labelled in accordance with the provision of Schedule 2.
(3) Waste containing
asbestos shall be labelled -
(a) where
the Carriage of Dangerous Goods (Classification, Packaging and
Labelling) and Use of Transportable Pressure Receptacles Regulations
1996[8] apply, in accordance with those Regulations;
(b) where
the waste is conveyed by road in a road tanker or tank container
in circumstances where the Carriage of Dangerous Goods by Road
Regulations 1996[9] apply, in accordance with those Regulations;
and
(c) in any
other case, in accordance with the provisions of Schedule 2.
Supply
of products containing asbestos for use at work
24. - (1) Subject to paragraph (2), a person shall not supply a
product which contains asbestos, being an article or substance for
use at work, unless that product is labelled in accordance with
the provisions of Schedule 2.
(2) Where a
component of a product contains asbestos, it shall be sufficient
compliance with this regulation if that component is labelled in
accordance with the provisions of Schedule 2 except that where the
size of that component makes it impossible for a label to be fixed
to it neither that component nor the product need be labelled.
Exemption
certificates
25. - (1) Subject to paragraph (2), the Executive may, by a certificate
in writing, exempt any person or class of persons from all or any
of the requirements or prohibitions imposed by regulations 4, 5,
11, 12, 20 and 21(5) to (7) of these Regulations and any such exemption
may be granted subject to conditions and to a limit of time and
may be revoked by a further certificate in writing at any time.
(2) The Executive
shall not grant any such exemption unless having regard to the circumstances
of the case and in particular to -
(a) the conditions,
if any, which it proposes to attach to the exemption; and
(b) any other
requirements imposed by or under any enactments which apply to
the case,
it is satisfied
that the health and safety of persons who are likely to be affected
by the exemption will not be prejudiced in consequence of it.
Extension
outside Great Britain
26. These Regulations shall apply to any work outside Great Britain
to which sections 1 to 59 and 80 to 82 of the Health and Safety
at Work etc. Act 1974 apply by virtue of the Health and Safety at
Work etc. Act 1974 (Application Outside Great Britain) Order 2001[10]
as they apply to work in Great Britain.
Revocations,
amendments and savings
27. - (1) The following Regulations are revoked -
(a) the Control
of Asbestos at Work Regulations 1987[11];
(b) the Control
of Asbestos at Work (Amendment) Regulations 1992[12]; and
(c) the Control
of Asbestos at Work (Amendment) Regulations 1998[13].
(2) After paragraph
4 of Schedule 2 to the Health and Safety (Enforcing Authority) Regulations
1998[14], insert the following paragraph -
" 4A.
The reference in paragraph 4(a)(iii) to a physically segregated
area does not include an area segregated only in order to prevent
the escape of asbestos; and in this paragraph "asbestos"
has the meaning assigned to it by regulation 2(1) of the Control
of Asbestos at Work Regulations 2002[15].".
(3) Any record
or register required to be kept under any Regulations revoked by
paragraph (1) shall, notwithstanding that revocation, be kept in
the same manner and for the same period as specified in those Regulations
as if these Regulations had not been made, except that the Executive
may approve the keeping of records at a place or in a form other
than at the place where, or in the form in which, records were required
to be kept under the Regulations so revoked.
Defence
28. Subject to regulation 21 of the Management of Health and Safety
at Work Regulations 1999[16], in any proceedings for an offence
consisting of a contravention of these Regulations it shall be a
defence for any person to prove that he took all reasonable precautions
and exercised all due diligence to avoid the commission of that
offence.
Signed by authority
of the Secretary of State.
N Brown
Minister of State, Department for Work and Pensions
24th October
2002
SCHEDULE
1
Regulation
8(2)
PARTICULARS
TO BE INCLUDED IN A NOTIFICATION
The following
particulars are to be included in a notification made in accordance
with regulation 8(2), namely -
(a) the name
of the notifier and the address and telephone number of his usual
place of business;
(b) a brief
description of -
(i) the
type(s) of asbestos to be used or handled (crocidolite, amosite,
chrysotile or other),
(ii) the
maximum quantity of asbestos to be held at any one time on the
premises at which the work is to take place,
(iii) the
activities or processes involved, and
(iv) the
products to be manufactured, where applicable; and
(c) the date
of commencement of the work activity.
SCHEDULE
2
Regulations
13(4), 23(2) and (3) and 24
THE LABELLING
OF RAW ASBESTOS, ASBESTOS WASTE AND PRODUCTS CONTAINING ASBESTOS
1. - (1) Subject
to sub-paragraphs (2) and (3) of this paragraph, the label to be
used on -
(a) raw asbestos
(together with the labelling required under the Chemicals (Hazard
Information and Packaging for Supply) Regulations 2002[17] and
the Carriage of Dangerous Goods (Classification, Packaging and
Labelling) and Use of Transportable Pressure Receptacles Regulations
1996);
(b) asbestos
waste, when required to be so labelled by regulation 23(3); and
(c) products
containing asbestos, including used protective clothing to which
regulation 13(2) applies,
shall be in
the form and in the colours of the following diagram and shall comply
with the specifications set out in paragraphs 2 and 3.

(2) In the
case of a product containing crocidolite, the words "contains
asbestos" shown in the diagram shall be replaced by the words
"contains crocidolite/blue asbestos".
(3) Where the
label is printed directly onto a product, a single colour contrasting
with the background colour may be used.
2. The dimensions
in millimetres of the label referred to in paragraph 1(1) shall
be those shown on the diagram in that paragraph, except that larger
measurements may be used, but in that case the dimension indicated
as h on the diagram shall be 40% of the dimension indicated as H.
3. The label
shall be clearly and indelibly printed so that the words in the
lower half of the label can be easily read, and those words shall
be printed in black or white.
4. - (1) Where
a product containing asbestos may undergo processing or finishing
it shall bear a label containing safety instructions appropriate
to the particular product and in particular the following instructions
-
"operate
if possible out of doors or in a well ventilated place";
"preferably
use hand tools or low speed tools equipped, if necessary, with
an appropriate dust extraction facility. If high speed tools are
used, they should always be so equipped";
"if possible,
dampen before cutting or drilling"; and
"dampen
dust, place it in a properly closed receptacle and dispose of
it safely".
(2) Additional
safety information given on a label shall not detract from or contradict
the safety information given in accordance with sub-paragraph (1).
5. - (1) Labelling
of packaged and unpackaged products containing asbestos in accordance
with the foregoing paragraphs shall be effected by means of -
(a) an adhesive
label firmly affixed to the product or its packaging, as the case
may be;
(b) a tie-on
label firmly attached to the product or its packaging, as the
case may be; or
(c) direct
printing onto the product or its packaging, as the case may be.
(2) Where,
in the case of an unpackaged product containing asbestos, it is
not reasonably practicable to comply with the provisions of sub-paragraph
(1) the label shall be printed on a suitable sheet accompanying
the product.
(3) Labelling
of raw asbestos and asbestos waste shall be effected in accordance
with sub-paragraph (1)(a) or (c).
(4) For the
purposes of this Schedule but subject to sub-paragraph (5), a product
supplied in loose plastic or other similar wrapping (including plastic
and paper bags) but no other packaging, shall be treated as being
supplied in a package whether the product is placed in such wrapping
at the time of its supply or was already so wrapped previously.
(5) No wrapping
in which a product is placed at the time of its supply shall be
regarded as packaging if any product contained in it is labelled
in accordance with the requirements of this Schedule or any other
packaging in which that product is contained is so labelled.
EXPLANATORY
NOTE
(This
note is not part of the Regulations)
1. These Regulations re-enact, with modifications, the Control of
Asbestos at Work Regulations 1987 (S.I. 1987/2115) ("the 1987
Regulations") as amended. The 1987 Regulations imposed requirements
for the protection of employees who might be exposed to asbestos at
work and of other persons who might be affected by such work and also
imposed certain duties on employees concerning their own protection
from such exposure.
2. The Regulations,
with the exception of regulations 4, 5, 11, 12, 20 and 21(5) to
(7), implement as respects Great Britain -
(a) Council
Directive 76/769/EEC ("the Marketing and Use Directive")
(OJ No L 262, 27.9.76, p.201) as amended by Council Directive
83/478/EEC (OJ No L 263, 24.9.83, p.33) on the approximation of
the laws, regulations and administrative provisions of the Member
States relating to restrictions on the marketing and use of certain
dangerous substances and preparations, insofar as it relates to
the labelling of products for use at work containing asbestos;
(b) Council
Directive 83/477/EEC (OJ No L 263, 24.9.83, p.25) as amended by
Council Directive 91/382/EEC (OJ No L 206, 29.7.91, p.16) on the
protection of workers from the risks related to exposure to asbestos
at work except insofar as this Directive was implemented by the
Asbestos (Prohibitions) Regulations 1992 (S.I. 1992/3067) which
prohibited asbestos spraying;
(c) Council
Directive 90/394/EEC (OJ No L 196, 26.7.90, p.38) on the protection
of workers from the risks related to exposure to carcinogens at
work (sixth individual Directive within the meaning of Article
16(1) of Directive 89/391/EEC) insofar as it relates to asbestos;
and
(d) Council
Directive 98/24/EC (OJ No L 131, 5.5.98, p.11) on the protection
of the health and safety of workers from risks related to chemical
agents at work (fourteenth individual Directive within the meaning
of Article 16(1) of Directive 89/391/EEC) insofar as it relates
to risks to health from exposure to asbestos.
3. In addition
to minor and drafting amendments, the Regulations make the following
changes of substance -
(a) include
certain further definitions (regulation 2);
(b) introduce
a duty to manage asbestos in non-domestic premises. Persons with
repair and maintenance responsibilities for the premises will
need to ensure that asbestos-containing materials within those
premises are properly managed, and that information about the
location and condition of the materials is passed on to those
likely to disturb them (regulation 4);
(c) extend
the matters to be considered when carrying out an assessment of
the risk from exposure to asbestos and require the risk assessment
to be reviewed when the results of monitoring show it to be necessary
(regulation 6);
(d) introduce
a duty on the employer to prepare procedures, provide information
and establish warning systems to deal with an emergency in the
workplace related to the use of asbestos in a work process or
the removal or repair of asbestos-containing materials (regulation
14).
(e) provide
that air monitoring must occur unless the exposure of an employee
to asbestos is not likely to exceed the action level or the employer
can demonstrate in another way that the requirements in regulation
10(1) have been complied with (regulation 18);
(f) require
any person analysing a material in order to determine whether
it contains asbestos to comply with European Standard EN ISO/IEC
17025 (regulation 20);
(g) extend
the duties on employers with respect to health records and medical
surveillance where an employee is found to have an identifiable
disease or adverse health effect caused by exposure to asbestos
at work (regulation 21); and
(h) amend
the Health and Safety (Enforcing Authority) Regulations 1998 (S.I.
1998/494) in order to clarify that the Executive will not be the
enforcing authority solely because an area has been segregated
in order to prevent the spread of asbestos (regulation 27).
4. European
Standard EN ISO/IEC 17025, "General requirements for the competence
of testing and calibration laboratories" accepted by CEN/CENELEC
on 6th December 1999 can be obtained from the British Standards
Institution, BSI House, 389 Chiswick High Road, London W4 4AL.
5. A copy of
the regulatory impact assessment prepared in respect of these Regulations
can be obtained from the Health and Safety Executive, Economic Advisers
Unit, Rose Court, 2 Southwark Bridge, London SE1 9HS. A copy of
the transposition note in relation to implementation of the Directives
set out in paragraph 2 can be obtained from the Health and Safety
Executive, International Branch at the same address. Copies of both
these documents have been placed in the Library of each House of
Parliament.
Notes:
[1] 1974 c.37; sections 11(2), 15(1) and 50(3) were amended by
the Employment Protection Act 1975 (c.71), Schedule 15, paragraphs
4, 6 and 16(3) respectively.back
[2] OJ No. L 263, 24.9.83, p. 25.
[3] Reference number EN ISO/IEC 17025: 2000.
[4] S.I. 1983/1649, as amended by S.I. 1998/3233.
[5] S.I. 2002/1144.
[6] S.I. 1999/3242.
[7] S.I. 1969/690 - revoked by S.I. 1987/2115.
[8] S.I. 1996/2092, amended by S.I. 1998/2885, 1999/303, 2001/1426
and 2002/1689.
[9] S.I. 1996/2095, amended by S.I. 1998/2885 and 1999/303.
[10] S.I. 2001/2127.
[11] S.I. 1987/2115.
[12] S.I. 1992/3068.
[13] S.I. 1998/3235.
[14] S.I. 1998/494.
[15] S.I. 2002/2675.
[16] S.I. 1999/3242.
[17] S.I. 2002/1689.
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